Audit Manager, Wealth Management

CIBC

Job title:

Audit Manager, Wealth Management

Company

CIBC

Job description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit

What you’ll be doing

In this role you will provide leadership, insight and proactive control advice to management and stakeholders on control weaknesses, efficiencies and emerging risks to the bank by participating in the planning, execution and reporting of audits relating to Wealth Management.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.

How you’ll succeed

Audit execution – Assess key business risks and evaluate the design and operating effectiveness of related processes and controls; identify and communicate internal control weaknesses and inefficiencies to business line management. Advise management and business partners of best practices and promote compliance with CIBC policies and procedures, and regulatory requirements.

Teamwork facilitation – Work collaboratively with audit management and other audit team members to plan and execute risk-based audit testing, report audit results, validate deficiency remediation, and perform continuous monitoring of management’s control environment. Participate in internal projects to improve and simplify audit processes.

Project management – Effectively manage multiple audit assignments at different stages of the audit cycle and complete required tasks on a timely basis and in accordance with audit methodology standards. Communicate regularly with team and manager to provide updates on progress.

Who you are

You can demonstrate experience in planning and executing audits. You have comprehensive knowledge of auditing practices, regulatory requirements and risk management principles and knowledge of Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment within a large financial institution. It is an asset if you possess a Bachelor’s or equivalent degree in Business, Accounting or Finance and a professional designation (e.g. CPA, CFA, CIA or equivalent business experience.

You understand that success is in the details. You notice things that others don’t. Your critical thinking skills help to inform your decision making.

You give meaning to data. You enjoy investigating complex problems, and making sense of information. You are confident in your ability to communicate detailed information in an impactful way both verbally and in written form.

You’re driven by collective success. You know that collaboration can transform a good idea into a great one. You understand the power of an inclusive team that enjoys working together to bring a shared vision to life.

Your influence makes an impact. You know that relationships and networks are essential to success. You inspire outcomes by making yourself heard.

Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability..

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact

You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

Job Location Toronto-81 Bay, 34th Floor

Employment Type Regular

Weekly Hours 37.5

Skills Analytical Thinking, Audit Management, Internal Controls, Operating Effectiveness, Risk Based Auditing, Risk Management and Mitigation, Work Collaboratively

Expected salary

Location

Toronto, ON

Job date

Fri, 15 Mar 2024 07:07:23 GMT

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