Royal Bank of Canada
Job title:
Assistant Compliance Manager
Company
Royal Bank of Canada
Job description
Job SummaryJob DescriptionWhat is the opportunity?You will be working in a specialist Compliance team focused on RBC’s delivery of the Senior Managers and Certification Regime and on employee conduct. This role offers the right candidate the opportunity to start / develop their career in financial services compliance as the team develops its mandate in a changing organisation.What will you do?Support the operation of the Compliance Breach Management ForumApprove and reject front office book requestsManage user access to FCA ConnectProvide support on the SMCR and related RBC policies and proceduresConduct monitoring of RBC’s delivery of its responsibilities under the SMCRPreparing management information and presentation slides using PowerPointProactively create, maintain and continually seeking to enhance internal team processes and documentation, including team procedure documentsWhat do you need to succeed?Must-haveAbility and willingness to accept accountability for deliveryInitiative and the ability to work independently with limited supervisionHigh level of accuracy and attention to detail, particularly when delivering repeatable BAU responsibilities.Strong time management and organisational skills / ability to meet deadlines and work under pressure.Strong interpersonal and communication skills.Good drafting, presentation and analytical skills.Mindset of continually seeking to challenge and improveNice-to-haveExperience of:delivering repeatable daily tasks consistently and to a high standard in line with established practice;drafting professional documents;diligently maintaining accurate records;documenting and maintaining procedures and policies;using Excel and SharePoint to deliver and track responsibilities;workstreams and projects relating to the SMCR;the FCA’s certification and regulatory reference regimes; andthe FCA’s Connect system.What is in it for you?In this role you will have the opportunity to:Work with subject matter experts and develop your knowledge of the Senior Managers and Certification Regime (SMCR) and related regulatory areas. The SMCR is one of the fundamental components of the UK regulatory regime and has been adopted, in different forms, by other global regulators.Help drive forward the team’s objectives, including the design and delivery of monitoring activities.Learn and grow with one of the world’s largest financial services organisations.Within RBC we thrive on the challenge to be our best – progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.Leaders who support your development through coaching and managing opportunitiesOpportunities to work with the best in the fieldAbility to make a difference and lasting impactWork in a dynamic, collaborative, progressive, and high-performing teamA world-class training program in financial servicesFlexible working options fully supportedJob Skills Critical Thinking, Data Gathering Analysis, Industry Knowledge, Internal Controls, Product Services, Risk Management, Strategic ThinkingAdditional Job DetailsAddress: 32 GALLOWGATE:NEWCASTLE UPON TYNECity: Newcastle upon TyneCountry: United KingdomWork hours/week: 35Employment Type: Full timePlatform: CHIEF LEGAL & ADMIN OFFICE GRPJob Type: RegularPay Type:Posted Date: 2025-03-17Application Deadline: 2025-03-28Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveInclusion and Equal Opportunity EmploymentAt RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.Join our Talent CommunityStay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at .
Expected salary
Location
Newcastle
Job date
Wed, 19 Mar 2025 08:44:38 GMT
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