Compliance Advice Manager

Job title:

Compliance Advice Manager

Company

Flair 4 Recruitment

Job description

Are you an experienced compliance professional looking for your next step? Do you have working knowledge of FCA requirements and regulatory framework?

Our client, an award-winning investment and technology solutions firm, is looking for a Compliance Advice Manager to join their team.

Reporting to the Chief Risk and Compliance Officer, your responsibilities will include:

• Helping to ensure that the Executive Committee, management and employees are in compliance with the rules and regulations of regulatory bodies
• Provide proactive and pragmatic compliance advice to the business
• Monitor and coordinate compliance activities of other departments, and direct any issues to appropriate channels
• Identify trends and areas of compliance vulnerability and risk, providing data and reports to management
• Identify alleged breaches of rules, regulations and policies, and assist in corrective action and advice where compliance issues arise
• Assist in developing and maintaining compliance training programmes
• Assist in development and ongoing maintenance of Compliance Policies and Procedures
• Keep the Compliance Team and the wider business up to date with regulatory changes
• Undertake regulatory reporting as required

About you:

• Working knowledge of FCA requirements
• Experience of providing compliance advice in an agile change environment beneficial
• Well-developed analytical and reasoning skills
• Willing to help out with wider compliance tasks
• Excellent communication skills with the ability to simplify complex issues
• Excellent time management skills
• Excellent problem solving skills

About the Firm:

• Multi award winning technology and financial services business – multiple Gold awards for client service and recently secured a national award for the business
• Extensive benefits package including a wellness subsidy, volunteer leave (3 days per year), discretionary bonus and substantial pension
• Modern offices in central Bristol offering open plan working, break out pods, games areas and a well-being room

Expected salary

Location

Bristol Area

Job date

Thu, 18 Jan 2024 08:57:58 GMT

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